Securities Fraud Lawyer Montgomery County, Maryland
Federal securities fraud under 18 U.S.C. § 1348 and 15 U.S.C. § 78ff covers insider trading, market manipulation, and material misrepresentation, carrying up to 25 years in federal prison; Law Offices Of SRIS, P.C. has extensive criminal defense experience in Montgomery County, Maryland, and provides representation at the U.S. District Court for the District of Maryland.
Understanding Securities Fraud Under Federal Law
Securities fraud is a federal crime defined under 18 U.S.C. § 1348 (securities fraud) and 15 U.S.C. § 78ff (penalties for violations of the Securities Exchange Act). These statutes prohibit insider trading, market manipulation, and material misrepresentation in connection with the purchase or sale of securities. The maximum penalty for securities fraud is 25 years in federal prison, along with substantial fines, forfeiture of assets, and restitution to victims. The U.S. Attorney’s Office for the District of Maryland prosecutes these cases in the U.S. District Court for the District of Maryland, with divisions in Baltimore and Greenbelt. Founded in 1997 by Mr. Sris, former prosecutor — Law Offices Of SRIS, P.C., “Advocacy Without Borders,” brings 120+ years combined legal experience to defend clients facing these serious charges.
Last verified: April 2026 | U.S. District Court for the District of Maryland | USAO District of Maryland
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Insider Knowledge: How Securities Fraud Cases Proceed in Montgomery County
In the U.S. District Court for the District of Maryland, federal prosecutors routinely use grand jury indictments to bring securities fraud charges. We have observed that the government often relies on complex financial records, witness testimony, and electronic surveillance to build its case.
- Do not speak to investigators without your attorney present.
- Preserve all documents, emails, and financial records — do not destroy anything.
- Contact a federal criminal defense attorney immediately upon learning of an investigation.
- Understand that federal sentencing guidelines apply and there is no parole in the federal system.
- Prepare for a lengthy process — complex securities fraud cases can take 1-3+ years to resolve.
- Work with your attorney to evaluate potential defense strategies, including challenging evidence or negotiating a resolution.
In Montgomery County, Maryland, securities fraud under federal law carries penalties including up to 25 years imprisonment, substantial fines, forfeiture of assets, and restitution to victims.
| Offense | Classification | Incarceration | Fine | License Impact | Additional Consequences |
|---|---|---|---|---|---|
| Securities Fraud (18 U.S.C. § 1348) | Federal Felony | Up to 25 years | Up to $5,000,000 (individuals) or $25,000,000 (entities) | Potential loss of professional licenses (e.g., securities licenses) | Forfeiture of assets, restitution to victims, supervised release up to 5 years |
| Insider Trading (15 U.S.C. § 78ff) | Federal Felony | Up to 20 years | Up to $5,000,000 (individuals) or $25,000,000 (entities) | Potential loss of professional licenses | Forfeiture of profits, restitution, supervised release |
| Conspiracy to Commit Securities Fraud (18 U.S.C. § 371) | Federal Felony | Up to 5 years | Up to $250,000 | Potential loss of professional licenses | Restitution, supervised release |
Results may vary.
Your Securities Fraud Defense Attorney
Case Results in Montgomery County
Law Offices Of SRIS, P.C. has 21 total documented case results across all practice areas in Montgomery County, including 2 documented results in Montgomery County Circuit Court for sex crimes matters: one resulting in 5 years probation with no incarceration for distribution of child pornography, and one where all charges were dropped. The firm maintains a 95% favorable outcome rate across all practice areas in Montgomery County. Results may vary. Case results depend on a variety of factors unique to each case.
Our Location and Service Area
Our location in Rockville is approximately 2 miles from the District Court of MD for Montgomery County, with access via I-270, I-495, and Route 355 (Rockville Pike).
Securities fraud lawyer near Montgomery County.
Serving the communities of Rockville, Bethesda, Silver Spring, Gaithersburg, Germantown, Wheaton, Kensington, Potomac, Olney, Damascus, Clarksburg, Takoma Park, Chevy Chase.
24/7 phone consultations — (888) 437-7747 — meetings by appointment only.
Law Offices Of SRIS, P.C. — Maryland
199 E. Montgomery Avenue, Suite 100, Room 211, Rockville, MD 20850
Phone: (888) 437-7747
By appointment only.
Frequently Asked Questions About Securities Fraud in Montgomery County
What is securities fraud under federal law?
Yes. Securities fraud under 18 U.S.C. § 1348 and 15 U.S.C. § 78ff covers insider trading, market manipulation, and material misrepresentation. Maximum penalty: 25 years in federal prison. The U.S. Attorney’s Office for the District of Maryland prosecutes these cases in the U.S. District Court for the District of Maryland.
Securities fraud under 18 U.S.C. § 1348 carries up to 25 years in federal prison.
What should I do if I am facing securities fraud charges in Montgomery County?
It depends. If facing securities fraud charges in Montgomery County, contact a federal criminal attorney immediately. Do not discuss the case with anyone except your lawyer. Preserve all relevant documents and evidence. The statute of limitations and court deadlines under federal law require prompt action.
Contact a federal criminal attorney immediately and do not discuss the case with anyone except your lawyer.
How does a lawyer defend against securities fraud charges?
It depends. Defense strategies for securities fraud may include challenging evidence, examining procedural compliance, negotiating with prosecutors, and presenting mitigating factors. An experienced attorney evaluates the specific facts under 18 U.S.C. § 1348 / 15 U.S.C. § 78ff to build the strongest possible defense.
Defense strategies include challenging evidence, examining procedural compliance, and negotiating with prosecutors.
What is the difference between state and federal securities fraud charges?
Federal securities fraud charges are prosecuted by the U.S. Attorney with generally harsher penalties and no parole. An experienced federal defense attorney is critical. State charges may be prosecuted by the Maryland State’s Attorney in Montgomery County Circuit Court.
Federal charges carry harsher penalties and no parole; state charges are prosecuted in Montgomery County Circuit Court.
Can securities fraud charges be reduced or dismissed?
It depends. Securities fraud charges may be reduced or dismissed through negotiation with federal prosecutors, challenging the sufficiency of evidence, or demonstrating procedural violations. An experienced attorney can evaluate the specific facts of your case under 18 U.S.C. § 1348 / 15 U.S.C. § 78ff.
Charges may be reduced or dismissed through negotiation or challenging evidence.
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Last verified: April 2026