
Insider Trading Lawyer Prince Georges County, Maryland
Insider trading in Prince George’s County is prosecuted under 15 U.S.C. § 78j(b) and SEC Rule 10b-5, carrying up to 20 years in federal prison and $5 million in fines. Law Offices Of SRIS, P.C. has extensive criminal defense experience in Prince George’s County, Maryland. Call (888) 437-7747 for a consultation by appointment.
Understanding Insider Trading Under Federal Law
Insider trading is defined under 15 U.S.C. § 78j(b) and SEC Rule 10b-5 as the buying or selling of securities based on material, non-public information. This federal offense is prosecuted by the U.S. Attorney’s Office for the District of Maryland, with cases heard in the U.S. District Court for the District of Maryland (Greenbelt Division). The law prohibits any person from using confidential information obtained through a fiduciary duty or relationship to gain an unfair advantage in securities trading. Founded in 1997 by Mr. Sris, former prosecutor — Law Offices Of SRIS, P.C., Advocacy Without Borders, brings 120+ years combined legal experience.
Last verified: April 2026 | U.S. District Court for the District of Maryland | justice.gov
Official Legal References
15 U.S.C. § 78j(b) / SEC Rule 10b-5 (U.S. Department of Justice — official site)
Local Procedural Insights for Prince George’s County
In the U.S. District Court for the District of Maryland (Greenbelt Division), prosecutors routinely seek indictments through federal grand juries. We have observed that the government often relies on trading pattern analysis and witness testimony to build insider trading cases.
- Do not speak to investigators without your attorney present.
- Preserve all trading records and communications immediately.
- Contact an Insider Trading Lawyer Prince Georges County at (888) 437-7747.
- Review the indictment and evidence with your legal team.
- Attend all court appearances at the Greenbelt Division.
- Explore plea negotiation or trial defense strategies.
Penalties for Insider Trading
In Prince George’s County, insider trading under 15 U.S.C. § 78j(b) carries severe federal penalties including imprisonment, fines, and asset forfeiture.
| Offense | Classification | Incarceration | Fine | License Impact | Additional Consequences |
|---|---|---|---|---|---|
| Insider Trading (Individual) | Federal Felony | Up to 20 years | Up to $5,000,000 | Potential SEC bar from securities industry | Disgorgement of profits, supervised release, asset forfeiture |
| Insider Trading (Entity) | Federal Felony | N/A (corporate) | Up to $25,000,000 | Potential SEC sanctions | Disgorgement, compliance monitors, reputational harm |
Results may vary.
Why Choose Law Offices Of SRIS, P.C.
Founded in 1997 by Mr. Sris, former prosecutor — Law Offices Of SRIS, P.C. brings 120+ years combined legal experience, 4,739+ documented firm-wide results across VA, MD, DC, NY and NJ, and a favorable-outcome rate above 93%. Advocacy Without Borders — our firm is committed to providing aggressive representation for clients facing insider trading charges in Prince George’s County.
Your Legal Team
Kristen M. Fisher
Kristen M. Fisher, Former Maryland Assistant State’s Attorney, Of Counsel (independent attorney working with Law Offices Of SRIS, P.C.), joined the firm in 2010 and dedicates 75% of her practice to litigation. She is admitted to the Maryland Bar and Virginia Bar, and brings firsthand prosecutorial experience to insider trading defense.
Mr. Sris
Mr. Sris, former prosecutor, founded Law Offices Of SRIS, P.C. in 1997 and personally amended Va. Code § 20-107.3. He oversees all federal criminal defense matters, including insider trading cases in Prince George’s County.
Case Results
Law Offices Of SRIS, P.C. has extensive criminal defense experience in Prince George’s County. Firm-wide, SRIS has handled 4,739+ documented case results across VA, MD, DC, NY and NJ with over 93% favorable outcomes. Results may vary.
Our Location and Service Area
Our location in Rockville is approximately 25 miles from the U.S. District Court for the District of Maryland (Greenbelt Division), with access via I-495 and I-95. Serving the communities of Upper Marlboro, Bowie, College Park, Laurel, Hyattsville, Greenbelt, Largo, Fort Washington, Lanham, Clinton, Capitol Heights, Oxon Hill, and Suitland. 24/7 phone consultations — (888) 437-7747 — meetings by appointment only.
Law Offices Of SRIS, P.C. — Maryland
199 E. Montgomery Avenue, Suite 100, Room 211, Rockville, MD 20850
Phone: (888) 437-7747
By appointment only.
Frequently Asked Questions About Insider Trading in Prince George’s County
What is insider trading under federal law?
Insider trading involves buying or selling securities based on material non-public information, prohibited under 15 U.S.C. § 78j(b) and SEC Rule 10b-5. Maximum penalty: 20 years imprisonment and $5 million fine for individuals. Cases are prosecuted in the U.S. District Court for the District of Maryland.
Insider trading is a federal crime under 15 U.S.C. § 78j(b) with penalties up to 20 years in prison.
How does a securities insider trading defense lawyer Prince George’s County approach these cases?
A securities insider trading defense lawyer Prince George’s County evaluates whether the information was truly material and non-public, examines trading patterns, and challenges government evidence. Defense may include lack of knowledge, no fiduciary duty, or procedural violations by investigators.
What should I do if I am facing insider trading charges in Prince George’s County?
Contact an illegal stock trading lawyer Prince George’s County immediately. Do not discuss the case with anyone except your lawyer. Preserve all documents and records. Federal charges carry severe penalties including up to 20 years in prison and $5 million fines.
What are the penalties for insider trading in Maryland?
Penalties for insider trading under 15 U.S.C. § 78j(b) include up to 20 years imprisonment, fines up to $5 million for individuals, disgorgement of profits, and civil penalties from the SEC. Federal sentencing guidelines apply with no parole in the federal system.
Can insider trading charges be reduced or dismissed?
Yes. An experienced Insider Trading Lawyer Prince Georges County may negotiate plea agreements, challenge the materiality of information, or argue lack of intent. The U.S. Attorney’s Office for the District of Maryland prosecutes these cases in the Greenbelt or Baltimore divisions.
Related Resources
Last updated: 2026-04-28