Insider trading in Montgomery County, Maryland, is a federal offense under 15 U.S.C. § 78j(b) and SEC Rule 10b-5, carrying penalties of up to 20 years imprisonment and $5 million fines for individuals; Law Offices Of SRIS, P.C. has extensive criminal defense experience in federal cases across Maryland.
Insider Trading Lawyer in Montgomery County, Maryland
Federal insider trading involves buying or selling securities based on material, non-public information, violating 15 U.S.C. § 78j(b) and SEC Rule 10b-5. In Montgomery County, these cases are prosecuted by the U.S. Attorney’s Office for the District of Maryland, with charges typically brought in the U.S. District Court for the District of Maryland (Greenbelt Division). The statute prohibits any deceptive device in connection with the purchase or sale of securities, and courts have interpreted this to include trading on confidential information obtained through a breach of fiduciary duty. Founded in 1997 by Mr. Sris, former prosecutor — Law Offices Of SRIS, P.C., “Advocacy Without Borders,” brings 120+ years combined legal experience to defend clients facing these serious allegations.
Last verified: April 2026 | U.S. District Court for the District of Maryland | USAO District of Maryland
For the full text of the insider trading statute, see 15 U.S.C. § 78j(b) (U.S. Department of Justice — official site). For SEC Rule 10b-5, see SEC Rule 10b-5 (U.S. Securities and Exchange Commission — official site).
In the U.S. District Court for the District of Maryland, prosecutors routinely use grand jury subpoenas and cooperating witnesses to build insider trading cases. We have observed that federal agents often execute search warrants at trading firms and homes simultaneously to prevent evidence destruction.
- Do not speak to investigators without your attorney present.
- Preserve all trading records, emails, and communications.
- Contact a federal criminal defense attorney immediately.
- Prepare for potential grand jury subpoenas.
- Evaluate whether to cooperate with prosecutors.
- Develop a defense strategy based on the specific facts of your case.
In Montgomery County, insider trading carries severe federal penalties including imprisonment, fines, and asset forfeiture.
| Offense | Classification | Incarceration | Fine | License Impact | Additional Consequences |
|---|---|---|---|---|---|
| Insider Trading (15 U.S.C. § 78j(b)) | Federal Felony | Up to 20 years | Up to $5 million (individuals) | Potential SEC bars from securities industry | Asset forfeiture, restitution, supervised release |
| Securities Fraud (18 U.S.C. § 1348) | Federal Felony | Up to 25 years | Up to $5 million | Potential SEC bars from securities industry | Asset forfeiture, restitution, supervised release |
Results may vary.
Founded in 1997 by Mr. Sris, former prosecutor — Law Offices Of SRIS, P.C., “Advocacy Without Borders,” brings 120+ years combined legal experience, 4,739+ documented firm-wide results across VA, MD, DC, NY and NJ, and a favorable-outcome rate above 93%. The firm has handled complex federal criminal cases, including securities fraud and insider trading matters, with a focus on challenging government evidence and negotiating favorable resolutions.
Law Offices Of SRIS, P.C. has 21 total documented case results across all practice areas in Montgomery County, including a favorable outcome rate of 95%. Results may vary. Case results depend on a variety of factors unique to each case. The firm-wide count of 4,739+ documented results across VA, MD, DC, NY and NJ further demonstrates the firm’s extensive experience.
Our location in Rockville is approximately 2 miles from the District Court of MD for Montgomery County, with access via I-270 and Route 355 (Rockville Pike).
Insider trading lawyer near Montgomery County.
Serving the communities of Rockville, Bethesda, Silver Spring, Gaithersburg, Germantown, Wheaton, Kensington, Potomac, Olney, Damascus, Clarksburg, Takoma Park, Chevy Chase.
24/7 phone consultations — (888) 437-7747 — meetings by appointment only.
Law Offices Of SRIS, P.C. — Maryland
199 E. Montgomery Avenue, Suite 100, Room 211, Rockville, MD 20850
Phone: (888) 437-7747
By appointment only.
Frequently Asked Questions About Insider Trading Defense in Montgomery County
What is Probation Before Judgment (PBJ) in Montgomery County, Maryland?
PBJ is a Maryland disposition where the judge places you on probation instead of entering a guilty verdict. PBJ avoids a formal conviction on your record and is available for most misdemeanors and many felonies at District Court of MD for Montgomery County (191 East Jefferson Street, Rockville, MD 20850). After probation, PBJ cases can be expunged (3-year waiting period).
Yes, PBJ avoids a formal conviction and is available for many offenses at District Court of MD for Montgomery County.
Can I get my criminal record expunged in Montgomery County, Maryland?
Maryland allows expungement for acquittals, dismissals, Nolle Prosequi, Stet, PBJ (after 3 years), and many non-violent convictions under the Justice Reinvestment Act. Cases in Montgomery County are expunged through the court where the case was heard (District Court of MD for Montgomery County).
Yes, Maryland allows expungement for many dispositions, including PBJ after a 3-year waiting period.
What happens after a criminal arrest in Montgomery County, Maryland?
After arrest in Montgomery County: (1) initial appearance before a District Court commissioner who sets bail, (2) bail review hearing within 24 hours if detained, (3) arraignment, (4) trial. Misdemeanors are tried at District Court of MD for Montgomery County (191 East Jefferson Street, Rockville, MD 20850). Felonies go to Montgomery County Circuit Court.
After arrest, you will have an initial appearance before a District Court commissioner who sets bail.
Do I need a lawyer for a misdemeanor in Montgomery County, Maryland?
Many Maryland misdemeanors carry significant penalties — second-degree assault: up to 10 years; theft $100-$1,500: up to 6 months. An attorney at District Court of MD for Montgomery County can negotiate PBJ (no conviction on record) or dismissal.
Yes, many misdemeanors carry jail time, and an attorney can help avoid a conviction.
What is the difference between state and federal charges?
Federal charges are prosecuted by the U.S. Attorney with generally harsher penalties and no parole. An experienced federal defense attorney is critical.
Federal charges carry harsher penalties and no parole, requiring an experienced federal defense attorney.
How does a Maryland lawyer defend against insider trading charges?
Defense strategies for insider trading in Maryland may include challenging evidence, examining procedural compliance, negotiating with prosecutors, and presenting mitigating factors. An experienced attorney evaluates the specific facts under 15 U.S.C. § 78j(b) to build the strongest possible defense.
What should I do if I am facing insider trading charges in Maryland?
If facing insider trading charges in Maryland, contact a federal criminal attorney immediately. Do not discuss the case with anyone except your lawyer. Preserve all relevant documents and evidence. The statute of limitations and court deadlines under Maryland law require prompt action.
What are the penalties for insider trading in Maryland?
Penalties for insider trading in Maryland depend on the specific charges, prior record, and circumstances. Under 15 U.S.C. § 78j(b), consequences may include fines, jail time, probation, or other sanctions. Consult a Maryland federal criminal attorney for case-specific guidance.
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Last verified: April 2026