Securities Fraud Lawyer in Kent County, Maryland

Federal securities fraud under 18 U.S.C. § 1348 carries up to 25 years in federal prison. Law Offices Of SRIS, P.C. has extensive criminal defense experience in Kent County, including at the District Court of MD for Kent County and the U.S. District Court for the District of Maryland.

Understanding Securities Fraud Under Federal Law

Securities fraud is a federal crime under 18 U.S.C. § 1348, which prohibits schemes to defraud investors or obtain money or property through material misrepresentations in connection with securities transactions. The statute covers insider trading, market manipulation, and false statements to investors. A conviction carries up to 25 years in federal prison, supervised release, fines, and mandatory restitution. The U.S. Attorney’s Office for the District of Maryland prosecutes these cases in the U.S. District Court for the District of Maryland, with divisions in Baltimore and Greenbelt. Founded in 1997 by Mr. Sris, former prosecutor — Law Offices Of SRIS, P.C., “Advocacy Without Borders,” brings 120+ years combined legal experience to defend clients in Kent County and throughout Maryland.

Last verified: April 2026 | District Court of MD for Kent County | Maryland Judiciary

Official Legal References

Insider Knowledge: How Securities Fraud Cases Proceed in Kent County

In the U.S. District Court for the District of Maryland, federal prosecutors routinely use grand jury indictments and extensive discovery to build securities fraud cases. We have observed that early engagement before indictment can materially affect outcomes, including the ability to negotiate a pre-indictment resolution.

Contact a federal criminal defense attorney immediately upon learning of an investigation.
Preserve all documents and communications related to the securities transactions.
Do not discuss the case with anyone except your lawyer — statements to investigators can be used against you.
Your attorney will review the indictment, file pretrial motions, and negotiate with the U.S. Attorney’s Office.
If no plea agreement is reached, the case proceeds to trial before a federal judge or jury.
Sentencing follows the U.S. Sentencing Guidelines, with mandatory minimums for certain offenses.

Penalties for Securities Fraud in Kent County, Maryland

In Kent County, federal securities fraud under 18 U.S.C. § 1348 carries a maximum penalty of 25 years in federal prison, fines, supervised release, and mandatory restitution.

Offense	Classification	Incarceration	Fine	License Impact	Additional Consequences
Securities Fraud (18 U.S.C. § 1348)	Federal Felony	Up to 25 years	Up to $5,000,000 (individual) or $25,000,000 (entity)	Potential loss of professional licenses (e.g., FINRA, SEC registrations)	Supervised release (up to 5 years); mandatory restitution; asset forfeiture; SEC civil penalties
Insider Trading (15 U.S.C. § 78ff)	Federal Felony	Up to 20 years	Up to $5,000,000 (individual)	Potential loss of securities licenses	Supervised release; disgorgement of profits; SEC civil penalties

Results may vary.

Why Choose Law Offices Of SRIS, P.C. for Your Securities Fraud Defense?

Founded in 1997 by Mr. Sris, former prosecutor — Law Offices Of SRIS, P.C. brings 120+ years combined legal experience, 4,739+ documented firm-wide results across VA, MD, DC, NY and NJ, and a favorable-outcome rate above 93%. Our firm, “Advocacy Without Borders,” has handled complex federal criminal cases, including securities fraud, wire fraud, and insider trading. We understand the high stakes of federal prosecution and the importance of early, aggressive defense.

Your Securities Fraud Defense Team

Kristen M. Fisher

Kristen M. Fisher, Former Maryland Assistant State’s Attorney, Of Counsel (independent attorney working with Law Offices Of SRIS, P.C.), joined the firm in 2010 and dedicates 75% of her practice to litigation. She is admitted to the Maryland and Virginia bars and represents clients in both state and federal courts, including the U.S. District Court for the District of Maryland. Her prosecutorial background provides unique insight into federal case strategy.

Case Results in Federal Criminal Defense

Law Offices Of SRIS, P.C. has extensive criminal defense experience in federal cases across Maryland. While specific locality-level data for Kent County securities fraud cases is limited, our firm-wide results include 4,739+ documented outcomes across VA, MD, DC, NY and NJ, with a favorable-outcome rate above 93%. Results may vary.

Our Location and Service Area

Our location in Rockville is approximately 80 miles from the District Court of MD for Kent County, with access via Route 213 and Route 301. We serve as a Securities Fraud Lawyer Kent County and investment fraud defense lawyer Kent County, providing representation at both the District Court of MD for Kent County (103 N. Cross Street, Chestertown, MD 21620) and the U.S. District Court for the District of Maryland. Serving the communities of Chestertown, Rock Hall, Galena, Millington, and Betterton. 24/7 phone consultations — (888) 437-7747 — meetings by appointment only.

Our Location: Law Offices Of SRIS, P.C. — Maryland, 199 E. Montgomery Avenue, Suite 100, Room 211, Rockville, MD 20850 | (888) 437-7747 | By appointment only.

Frequently Asked Questions About Securities Fraud Defense in Kent County

What is Probation Before Judgment (PBJ) in Kent County, Maryland?

Yes. PBJ is a Maryland disposition where the judge places you on probation instead of entering a guilty verdict. PBJ avoids a formal conviction on your record and is available for most misdemeanors and many felonies at District Court of MD for Kent County (103 N. Cross Street, Chestertown, MD 21620). After probation, PBJ cases can be expunged (3-year waiting period). SRIS actively practices here — firm-wide, SRIS has handled 4,739+ documented case results with over 93% favorable outcomes.

PBJ avoids a formal conviction and is available at District Court of MD for Kent County.

Can I get my criminal record expunged in Kent County, Maryland?

Yes. Maryland allows expungement for acquittals, dismissals, Nolle Prosequi, Stet, PBJ (after 3 years), and many non-violent convictions under the Justice Reinvestment Act. Cases in Kent County are expunged through the court where the case was heard (District Court of MD for Kent County). SRIS actively practices here — firm-wide, SRIS has handled 4,739+ documented case results with over 93% favorable outcomes.

Expungement is available for qualifying dispositions at District Court of MD for Kent County.

What happens after a criminal arrest in Kent County, Maryland?

After arrest in Kent County: (1) initial appearance before a District Court commissioner who sets bail, (2) bail review hearing within 24 hours if detained, (3) arraignment, (4) trial. Misdemeanors are tried at District Court of MD for Kent County (103 N. Cross Street, Chestertown, MD 21620). Felonies go to Kent County Circuit Court. Bail set by District Court commissioner at initial appearance; Maryland permits pretrial release on personal recognizance, bail, or conditions of release; bail review hearing in District Court within 24 hours if detained; public defender eligibility based on income; court costs: approximately $22.50-$55.

After arrest, you appear before a commissioner for bail, then proceed to arraignment and trial.

Do I need a lawyer for a misdemeanor in Kent County, Maryland?

Yes. Many Maryland misdemeanors carry significant penalties — second-degree assault: up to 10 years; theft $100-$1,500: up to 6 months. An attorney at District Court of MD for Kent County can negotiate PBJ (no conviction on record) or dismissal. SRIS actively practices here — firm-wide, SRIS has handled 4,739+ documented case results with over 93% favorable outcomes. Contact SRIS at (888) 437-7747.

Yes, an attorney can negotiate PBJ or dismissal at District Court of MD for Kent County.

How does a Virginia lawyer defend against securities fraud charges?

Defense strategies for securities fraud in Virginia may include challenging evidence, examining procedural compliance, negotiating with prosecutors, and presenting mitigating factors. An experienced attorney evaluates the specific facts under See Federal Criminal general statutes — verify specific section for Securities Fraud to build the strongest possible defense.

Defense strategies include challenging evidence and negotiating with prosecutors.

What should I do if I am facing securities fraud charges in Virginia?

If facing securities fraud charges in Virginia, contact a federal criminal attorney immediately. Do not discuss the case with anyone except your lawyer. Preserve all relevant documents and evidence. The statute of limitations and court deadlines under Virginia law require prompt action.

Contact a federal criminal attorney immediately and preserve all documents.

Related Practice Areas and Locations

Last verified: April 2026 | Page generated: 2026-04-28

Securities Fraud Lawyer Kent County, MD | SRIS, P.C.