Securities Fraud Lawyer in Rockville, Maryland
Securities fraud in Rockville, Maryland, is prosecuted under federal statutes 18 U.S.C. § 1348 and 15 U.S.C. § 78ff, carrying penalties of up to 25 years in federal prison. Law Offices Of SRIS, P.C. has extensive criminal defense experience in the U.S. District Court for the District of Maryland, including the Greenbelt Division, which handles federal cases from Rockville.
Understanding Securities Fraud Under Federal Law
Securities fraud, also known as investment fraud, includes insider trading, market manipulation, and material misrepresentation in connection with the purchase or sale of securities. Under 18 U.S.C. § 1348, securities fraud is a federal crime that prohibits schemes to defraud investors or obtain money or property by false pretenses in connection with securities transactions. 15 U.S.C. § 78ff further criminalizes willful violations of the Securities Exchange Act of 1934. A conviction for securities fraud can result in a maximum penalty of 25 years in federal prison, fines, forfeiture of assets, and restitution to victims. The U.S. Attorney’s Office for the District of Maryland prosecutes these cases in the Greenbelt Division of the U.S. District Court for the District of Maryland, which has jurisdiction over federal crimes occurring in Rockville and Montgomery County. Founded in 1997 by Mr. Sris, former prosecutor — Law Offices Of SRIS, P.C., “Advocacy Without Borders,” brings 120+ years combined legal experience to defending clients against these serious allegations.
Last verified: April 2026 | U.S. District Court for the District of Maryland | 18 U.S.C. § 1348 (Cornell LII — official site)
Official Legal References
For the full text of the federal securities fraud statute, see 18 U.S.C. § 1348 (Cornell LII — official site). For the Securities Exchange Act penalty provision, see 15 U.S.C. § 78ff (Cornell LII — official site).
Insider Perspective on Federal Securities Fraud Cases in Rockville
In the U.S. District Court for the District of Maryland (Greenbelt Division), prosecutors routinely pursue securities fraud cases with significant resources, including FBI financial crime task forces. We have observed that federal prosecutors in Maryland often rely on complex financial records and witness testimony to build their cases.
- Do not speak to investigators without your attorney present.
- Preserve all financial records, emails, and electronic communications.
- Contact an experienced securities fraud defense lawyer immediately.
- Review the indictment and discovery materials with your counsel.
- Evaluate potential defense strategies, including challenging evidence or negotiating with prosecutors.
- Prepare for trial if a favorable resolution cannot be reached.
Penalties for Securities Fraud in Rockville, Maryland
In Rockville, Maryland, securities fraud under 18 U.S.C. § 1348 carries a maximum penalty of 25 years in federal prison, fines, forfeiture, and restitution.
| Offense | Classification | Incarceration | Fine | License Impact | Additional Consequences |
|---|---|---|---|---|---|
| Securities Fraud (18 U.S.C. § 1348) | Federal Felony | Up to 25 years | Up to $5,000,000 (individuals) or $25,000,000 (entities) | Loss of professional licenses (e.g., FINRA, SEC registrations) | Forfeiture of assets, restitution to victims, supervised release up to 5 years |
| Insider Trading (15 U.S.C. § 78ff) | Federal Felony | Up to 20 years | Up to $5,000,000 (individuals) or $25,000,000 (entities) | Loss of securities industry licenses | Forfeiture of profits, restitution, supervised release |
Results may vary.
Why Choose Law Offices Of SRIS, P.C. for Your Securities Fraud Defense?
Founded in 1997 by Mr. Sris, former prosecutor — Law Offices Of SRIS, P.C. brings 120+ years combined legal experience, 4,739+ documented firm-wide results across VA, MD, DC, NY and NJ, and a favorable-outcome rate above 93%. Our firm has extensive criminal defense experience, including federal white-collar crime defense. We understand the details of securities fraud cases and the high stakes involved. Our team, led by Mr. Sris, has a background in accounting and information systems, which is applied to complex financial and technology-related cases. We are available 24/7 for consultations by appointment only.
Your Securities Fraud Defense Team
Our Track Record in Securities Fraud and Criminal Defense
Law Offices Of SRIS, P.C. has extensive criminal defense experience in Rockville and throughout Maryland. Firm-wide, we have 4,739+ documented results across VA, MD, DC, NY and NJ, with a favorable-outcome rate above 93%. While specific case results for securities fraud in Rockville are not publicly listed, our firm has a proven history of achieving favorable outcomes in complex federal criminal cases. Results may vary.
Our Rockville Location and Service Area
Our location in Rockville is 199 E. Montgomery Avenue, Suite 100, Room 211, Rockville, MD 20850, approximately 2 miles from the U.S. District Court for the District of Maryland (Greenbelt Division) via I-270 and I-495. We serve as a securities fraud lawyer near Rockville and the surrounding communities.
Serving the communities of Rockville, Twinbrook, Rockville Town Center, King Farm, Fallsmead, and the Potomac border.
24/7 phone consultations — (888) 437-7747 — meetings by appointment only.
Law Offices Of SRIS, P.C. — Rockville
199 E. Montgomery Avenue, Suite 100, Room 211
Rockville, MD 20850
Phone: (888) 437-7747
By appointment only.
Frequently Asked Questions About Securities Fraud in Rockville
What is Probation Before Judgment (PBJ) in Montgomery County, Maryland?
Yes. PBJ is a Maryland disposition where the judge places you on probation instead of entering a guilty verdict. PBJ avoids a formal conviction on your record and is available for most misdemeanors and many felonies at District Court of MD for Montgomery County (191 East Jefferson Street, Rockville, MD 20850). After probation, PBJ cases can be expunged (3-year waiting period).
What happens after a criminal arrest in Montgomery County, Maryland?
After arrest in Montgomery County: (1) initial appearance before a District Court commissioner who sets bail, (2) bail review hearing within 24 hours if detained, (3) arraignment, (4) trial. Misdemeanors are tried at District Court of MD for Montgomery County (191 East Jefferson Street, Rockville, MD 20850). Felonies go to Montgomery County Circuit Court.
Do I need a lawyer for a misdemeanor in Montgomery County, Maryland?
Yes. Many Maryland misdemeanors carry significant penalties — second-degree assault: up to 10 years; theft $100-$1,500: up to 6 months. An attorney at District Court of MD for Montgomery County can negotiate PBJ (no conviction on record) or dismissal.
How does a lawyer defend against securities fraud charges in Maryland?
Defense strategies for securities fraud in Maryland may include challenging evidence, examining procedural compliance, negotiating with prosecutors, and presenting mitigating factors. An experienced attorney evaluates the specific facts under 18 U.S.C. § 1348 / 15 U.S.C. § 78ff to build the strongest possible defense.
What should I do if I am facing securities fraud charges in Maryland?
If facing securities fraud charges in Maryland, contact a federal criminal attorney immediately. Do not discuss the case with anyone except your lawyer. Preserve all relevant documents and evidence. The statute of limitations and court deadlines under Maryland law require prompt action.
Related Legal Resources
Last verified: April 2026
Case results depend on a variety of factors unique to each case.
Attorney responsible for this advertising: Mr. Sris.
By appointment only.