Securities fraud in Somerset County, Maryland, is prosecuted under federal statutes including 18 U.S.C. § 1348, carrying up to 25 years in federal prison. Law Offices Of SRIS, P.C. has extensive criminal defense experience in Somerset County, with 4,739+ documented firm-wide results across VA, MD, DC, NY and NJ. A Securities Fraud Lawyer Somerset County can help you handle these complex charges.
Securities Fraud Lawyer in Somerset County, Maryland
Securities fraud involves deceptive practices in the stock or commodities markets, including insider trading, misrepresentation of material facts, and market manipulation. Under federal law, 18 U.S.C. § 1348 criminalizes schemes to defraud investors in connection with securities transactions. The Securities and Exchange Commission (SEC) also enforces civil penalties under 15 U.S.C. § 78ff. In Maryland, state securities laws may apply to intrastate transactions. A conviction can result in up to 25 years of imprisonment, substantial fines, and forfeiture of assets. Founded in 1997 by Mr. Sris, former prosecutor — Law Offices Of SRIS, P.C., Advocacy Without Borders, brings 120+ years combined legal experience to defend clients facing these serious allegations.
Last verified: April 2026 | District Court of MD for Somerset County | 18 U.S.C. § 1348
For official statutes and court information, refer to these government sources:
In the District Court of MD for Somerset County, prosecutors routinely handle securities fraud cases with aggressive tactics. We have observed that early intervention is critical — the SEC and FBI often coordinate investigations months before charges are filed. Your first conversation with investigators can make or break your case.
- Do not speak to investigators without your attorney present.
- Preserve all financial records, emails, and communications.
- Contact a Securities Fraud Lawyer Somerset County immediately.
- Review the indictment or criminal information with your lawyer.
- File pretrial motions to challenge evidence or procedural errors.
- Negotiate with prosecutors for a favorable plea or dismissal.
In Somerset County, securities fraud carries severe penalties under federal law, including lengthy imprisonment and substantial fines.
| Offense | Classification | Incarceration | Fine | License Impact | Additional Consequences |
|---|---|---|---|---|---|
| Securities Fraud (18 U.S.C. § 1348) | Federal Felony | Up to 25 years | Up to $5,000,000 | Loss of professional licenses (e.g., Series 7, CPA) | Forfeiture of assets, restitution, supervised release |
| Insider Trading (15 U.S.C. § 78ff) | Federal Felony | Up to 20 years | Up to $5,000,000 | SEC bars from securities industry | Disgorgement of profits, civil penalties |
| Conspiracy to Commit Securities Fraud (18 U.S.C. § 371) | Federal Felony | Up to 5 years | Up to $250,000 | May affect professional licenses | Restitution, supervised release |
Results may vary.
Founded in 1997 by Mr. Sris, former prosecutor — Law Offices Of SRIS, P.C. brings 120+ years combined legal experience, 4,739+ documented firm-wide results across VA, MD, DC, NY and NJ, and a favorable-outcome rate above 93%. Our team has extensive criminal defense experience handling complex securities fraud cases in Somerset County and throughout Maryland. We understand the intricacies of federal securities laws and the aggressive tactics used by prosecutors.
Law Offices Of SRIS, P.C. has extensive criminal defense experience in Somerset County. Firm-wide, SRIS has handled 4,739+ documented case results across VA, MD, DC, NY and NJ, with a favorable-outcome rate above 93%. Results may vary. Case results depend on a variety of factors unique to each case.
Our location in Rockville is approximately 120 miles from the District Court of MD for Somerset County, with access via Route 13 and Route 413. If you need a securities fraud lawyer near Somerset County, we serve the communities of Princess Anne, Crisfield, Westover, Marion Station, and Deal Island. 24/7 phone consultations — (888) 437-7747 — meetings by appointment only.
Law Offices Of SRIS, P.C. — Maryland
199 E. Montgomery Avenue, Suite 100, Room 211, Rockville, MD 20850
Phone: (888) 437-7747
By appointment only.
Frequently Asked Questions About Securities Fraud in Somerset County
What is Probation Before Judgment (PBJ) in Somerset County, Maryland?
PBJ is a Maryland disposition where the judge places you on probation instead of entering a guilty verdict. PBJ avoids a formal conviction on your record and is available for most misdemeanors and many felonies at District Court of MD for Somerset County (30512 Prince William Street, Princess Anne, MD 21853). After probation, PBJ cases can be expunged with a 3-year waiting period.
PBJ avoids a formal conviction on your record at District Court of MD for Somerset County.
Can I get my criminal record expunged in Somerset County, Maryland?
Yes. Maryland allows expungement for acquittals, dismissals, Nolle Prosequi, Stet, PBJ after 3 years, and many non-violent convictions under the Justice Reinvestment Act. Cases in Somerset County are expunged through the District Court of MD for Somerset County.
Yes, expungement is available for many dispositions at District Court of MD for Somerset County.
What happens after a criminal arrest in Somerset County, Maryland?
After arrest in Somerset County: initial appearance before a District Court commissioner who sets bail, bail review hearing within 24 hours if detained, arraignment, then trial. Misdemeanors are tried at District Court of MD for Somerset County (30512 Prince William Street, Princess Anne, MD 21853). Felonies go to Somerset County Circuit Court.
Do I need a lawyer for a misdemeanor in Somerset County, Maryland?
Yes. Many Maryland misdemeanors carry significant penalties — second-degree assault up to 10 years; theft $100-$1,500 up to 6 months. An attorney at District Court of MD for Somerset County can negotiate PBJ to avoid a conviction on your record.
Yes, an attorney can negotiate PBJ to avoid a conviction at District Court of MD for Somerset County.
What is the difference between state and federal charges?
Federal charges are prosecuted by the U.S. Attorney with generally harsher penalties and no parole. An experienced federal defense attorney is critical. Securities fraud cases are prosecuted under 18 U.S.C. § 1348 in the U.S. District Court for the District of Maryland.
Federal charges carry harsher penalties and no parole compared to state charges.
How does a Maryland lawyer defend against securities fraud charges?
Defense strategies for securities fraud in Maryland may include challenging evidence, examining procedural compliance, negotiating with prosecutors, and presenting mitigating factors. An experienced attorney evaluates the specific facts under 18 U.S.C. § 1348 to build the strongest possible defense.
What should I do if I am facing securities fraud charges in Maryland?
If facing securities fraud charges in Maryland, contact a federal criminal attorney immediately. Do not discuss the case with anyone except your lawyer. Preserve all relevant documents and evidence. The statute of limitations and court deadlines under federal law require prompt action.
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Last updated: 2026-04-28